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6.6 Pile driving effects

Pile driving imposes an impact load, and each hammer blow results in a stress wave that propagates through the pile, and into the soil. The resistance during driving (which can be measured during installation by recording the advancement of the pile head per hammer blow) can be used to infer the pile’s collapse load, as discussed in later sections. The impact load is dynamic, thus excess pore water pressures will develop during pile driving in fine-grained soils, and soil deformation will take place under undrained conditions, without volume change (Figure 6.14a).

Pile driving is an imposed displacement problem: The soil adjacent to the pile shaft is subjected to radial compressive strains and shear strains, as it deforms to accommodate pile penetration, resulting in a stress state that is similar to undrained simple shear conditions. Thus, stresses in soil will depend on the properties of the variable soil layers, if the profile is not homogeneous. Note that pile installation will result in large soil strains, thus the ultimate soil resistance to pile driving will be associated with the residual shear strength of sensitive soils, rather than their peak strength.

Equilibrium of mass suggests that the volume of the soil displaced and remolded is equal to the volume of the pile, for closed-end piles. A zone of minimum radius of about 0.7D, where D is the diameter of the pile, will be affected and soil in this zone will generally be less stiff than the original soil (Figure 6.14b).

After installation, excess pore pressures that (may) have developed in the disturbed zone due to the application of the additional stresses will begin to dissipate, and the soil will reconsolidate. During reconsolidation, two phenomena take place: a) as the volume of the soil decreases, negative skin friction will develop along the soil-pile interface, reducing its load capacity b) the effective stresses increase as pore pressures dissipate, increasing soil strength, and thus the pile’s skin friction resistance. Given the fact that the effect of these two phenomena is antagonistic, we tend to ignore them when using simplified formulas for pile design.

Figure (a) on the left presents a schematic of the mechanics that govern pile driving. A series of impact loads are applied on the pile head, which are resisted by skin friction resistance along the pile shaft, and end bearing resistance at the pile toe. The normal and shear stresses acting during pile driving on a soil element near the pile shaft are presented, and the soil element appears to deform as under simple shear conditions, exhibiting undrained behaviour. A shear stress-pile displacement graph is used to stress out that the shear stress on the soil element will be equal to the residual strength of soil. Figure (b) on the right presents a pile together the extent of the remolded soil around the pile, after driving the pile to its full length. The radius of this zone is 0.7D, where D is the pile diameter. Shear stress pointing downwards act on the pile shaft along this zone, and these are attributed to negative skin friction due to soil consolidation after driving.
Figure 6.14. (a) Stresses developing along the shaft during pile driving, and (b) Disturbed soil zone around the shaft due to driving.
Figure on the left presents a schematic of the mechanics that govern pile driving. A series of impact loads are applied on the pile head, which are resisted by skin friction resistance along the pile shaft, and end bearing resistance at the pile toe. The vertical and horizontal normal stresses acting during pile driving on a soil element underneath the pile toe are presented. It is noted that this soil element is subjected to confined triaxial compression conditions. Figure (a) on the right presents the vertical stress-vertical strain behaviour developing on the soil element during pile driving. During pile installation stress increases, while loading-unloading circles are observed. At the end of pile installation, there is a residual stress that is higher than the geostatic stress. Figure (b) on the bottom right presents the pile head load-pile head settlement behaviour, during installation and during pile loading. During installation pile is subjected to cyclic loading, and there is a residual pile settlement resulting from installation effects.
Figure 6.15. (a) Stress-strain curve of a soil element below the pile toe, and (b) Pile load-displacement curve.

Let’s consider now a soil element below the pile toe (Figure 6.15a). During driving, this element will undergo a vertical compressive stress due to the axial load from the pile, and a shear stress, due to the difference between vertical and lateral stresses. Unlike soil elements along the pile shaft, a soil element below the pile’s toe is severely confined laterally and vertically. If the pile is not pushed continuously into the soil, and installation involves impact loading-unloading-reloading, the stress-strain curve of the soil element will not be monotonic, as illustrated in Figure 6.15a.

As the soil below the pile toe is constrained vertically, due to the overburden pressure, but also radially, due to the lateral restrain imposed by the nearby soil, it undergoes a constrained mode of deformation. Consequently, after installation some residual stress will remain, despite a vertical load not being applied on the pile (Figure 6.15b), and the soil below the pile will not be in its original, geostatic stress state. This residual stress results from the restriction imposed on the soil by the weight of the pile and the negative skin friction acting at along the shaft, and is analogous to a preconsolidation stress. In other words, installation of the pile applies an apparent preconsolidation stress to the soil below the toe, which however cannot be straightforwardly determined.

If observations/measurements obtained during pile driving are used to indirectly estimate its collapse load, though pile driving formulas discussed in Chapter 6.17, one should bear in mind that the excess pore water pressures developing below the pile toe will result in additional resistance of piles penetrating into fine grained saturated soils, which may lead to over-estimating the long-term pile capacity. When installation stops, these excess pore pressures will gradually dissipate, leading to (some) pile settlement. However, if the pile toe is embedded into a highly overconsolidated clay or dense sand, negative excess pore pressures may develop due to their dilative response: Remember that dilating soils which are prone to volume contraction tend to draw in water to compensate volume changes, resulting in negative pore pressure development under undrained loading conditions. This will lead to a temporary increase in effective stresses and a (temporary) increase in the soil strength.

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Fundamentals of foundation engineering and their applications Copyright © 2025 by University of Newcastle & G. Kouretzis is licensed under a Creative Commons Attribution 4.0 International License, except where otherwise noted.