2. Criminal Law and Climate Activism
2.1. Anti-Protest Laws
Climate activists engage in lawful forms of advocacy and various forms of civil disobedience. The concept of ‘civil disobedience’ is much contested, but one influential definition presents it as ‘a public, non-violent and conscientious breach of law undertaken with the aim of bringing about a change in laws or government policies’.[1] There has been a long history of environmental activists engaging in civil disobedience.[2] Law-abiding climate activism, including school climate strikes, can be very effective. Nevertheless, law-breaking on the part of climate activists has become more common in recent years. ‘Extinction Rebellion’ is a powerful global phenomenon; this climate activist group embraces the tenet that civil disobedience is a necessary pathway to the radical social and political changes required to prevent cataclysmic climate change.[3] Subsequently, the arrival of even more radical offshoots, such as ‘Just Stop Oil’ in the United Kingdom (UK) and ‘Blockade Australia’ and ‘Disrupt Burrup Hub’ in Australia, has heralded a further escalation in tactics, with a focus on disruption and real or simulated property damage.[4] This includes the throwing of food and gluing of hands to the perspex covers of major artworks in public galleries.
It is important to keep in mind that the approach adopted by groups such as Extinction Rebellion in which activists should be prepared to be arrested for acts of civil disobedience does not necessarily factor in the discriminatory treatment of people of colour within criminal justice systems. In 2019, the grassroots collective ‘Wretched of the Earth’ wrote that ‘[t]he strategy of XR [Extinction Rebellion], with the primary tactic of being arrested, is a valid one – but it needs to be underlined by an ongoing analysis of privilege as well as the reality of police and state violence’.[5]
Anti-protest laws that clearly target environmental activists have been passed in most Australian jurisdictions.[6] Such legislation has been enacted despite a High Court ruling [7] that Tasmania’s original anti-protest legislation infringed a constitutional implied freedom of political communication. In another constitutional challenge in 2023, Kvelde v NSW [2023] NSWSC 1560, NSW anti-protest legislation passed in 2022 was struck down as invalid. This legislation imposed penalties of up to two years imprisonment and/or fines of up to $22,000 for disrupting or damaging major roads or major public facilities. Similarly draconian anti-protest legislation has recently been enacted in the UK.[8]
Some activists arrested for minor offences, such as traffic obstruction, have been granted bail with conditions that are far more onerous than those usually imposed in relation to such charges.[9] These conditions seem to be aimed directly at preventing the protester from exercising basic civil and political rights. One example is that of Scott Ludlum, a former Senator for the Greens Party, who was arrested and charged with obstructing traffic and granted bail by police on the condition that he not come within 2.5 km of the Sydney Town Hall or attend future Extinction Rebellion events.[10]
Problematically, acts of civil disobedience on the part of climate activists are increasingly conflated with acts of terrorism or ‘ecoterrorism’. Governments in the Global North are resorting to various forms of counterterrorism surveillance.[11] There have been pre-emptive strikes on Australian activists, mirroring the pre-emptive nature of many anti-terrorism offences. In June 2022, a police raid on a gathering of climate activists at Mount Colo led to the arrest of seven activists, with the so-called leader charged with ‘aiding and abetting the commission of a future crime’ and refused bail.[12] Later that year, police officers, including members of the Queensland counter-terror command unit, visited the homes of climate activists to deter them from participating in protests at the forthcoming International Mining and Resources Conference.[13] The pre-emptive surveillance and policing of Australian climate activists in Western Australia was exposed in a 2023 Four Corners program.[14]
There are also international instances in which law-breaking activists have received sentences designed for terrorists. For instance, in 2016 and 2017, Jessica Reznicek and Ruby Montoya blasted holes in parts of the Dakota Access Pipeline in the United States (US) with a blowtorch. Reznicek was sentenced to 96 months in prison, and three years of supervised release, after a court applied a ‘terrorism enhancement’ clause. Her appeal against this sentence was unsuccessful.[15]
We are familiar with historical examples of law-abiding behaviour being retrospectively criminalised, as in the Israeli trial of Nazi bureaucrat Adolf Eichmann, who was following orders in orchestrating the transportation of countless people to concentration camps. The converse position, as articulated by many in the climate movement, is that ‘protesters condemned as criminals today will be the heroes of tomorrow’.[16]
Key Questions
Do you think that acts of civil disobedience by climate activists should be punished as crimes or acts of terrorism? Why/why not?
2.2. Defence of Emergency or Necessity
In raising the defence of necessity,[17] a defendant in a criminal prosecution does not dispute that they committed the act which constitutes the alleged offence but claims that it was justified on the basis that it was a necessary action to prevent or avert a greater evil. Climate activists are using this defence to argue that it is necessary to break the law in order to avert the far greater evils associated with climate change.
In Australia, the common law defence of necessity is available in NSW[18] but, to date, has not been successfully invoked by climate activists. In other Australian jurisdictions, the defence is codified as the extraordinary emergency defence. In Queensland, ‘a person is not criminally responsible for an act done under such circumstances of sudden or extraordinary emergency that an ordinary person possessing ordinary power of self-control could not reasonably be expected to act otherwise’.[19]
An early success with the defence, framed as lawful excuse, occurred at the 2008 trial in the UK of six members of Greenpeace. They were charged with criminal damage after climbing the Kingsnorth power station chimney, graffitiing it, and causing the temporary closure of the power station. A jury acquitted them after five expert witnesses explained the property damage that would result from climate change. One activist posed this question:
If jurors from the heart of Middle England say it’s legitimate for a direct action group to shut down a coal-fired power station because of the harm it does to our planet, then where does that leave government energy policy?[20]
British climate activists have had little subsequent success in presenting the defence of necessity, with judges holding that it is inapplicable. This was certainly the direction to the jury in the 2019 trial of Extinction Rebellion founder Roger Hallam and another climate activist for property damage; the jury nevertheless acquitted them after hearing evidence on climate change risks.[21] Arguing the defence or even alluding to the climate crisis, in the face of judicial instructions to the contrary, can have serious consequences; defendants who do so have been jailed for contempt of court.[22] Even holding up a sign stating ‘Jurors: you have an absolute right to acquit a defendant according to your conscience’ outside a courtroom in which climate activists are tried could lead to contempt charges.[23]
In the US, there have been no acquittals on the basis of necessity. The defence has been allowed to be put to the jury in a number of trials,[24] including the 2014 trial of two activists who used a lobster boat to block the delivery of coal to a generating station and the 2016 trial of the ‘Delta Five’, who blocked railway tracks used by crude oil trains. In 2019, Ken Ward, one of five ‘valve turners’ who shut down emergency valves on tar sands crude oil pipelines, successfully appealed a lower court’s refusal to allow him to argue necessity.[25]
In January 2020, a Swiss court upheld the defence of necessity in the trial of climate activists who played tennis in a Lausanne branch of Credit Suisse, but this decision was later overturned on appeal.[26] Climate activists have also argued in a number of French courts that unhooking President Macron’s official portraits to highlight climate inaction can be justified on the basis of necessity.[27]
Climate change constitutes an extraordinary emergency, even if it is not a sudden one and the peril is not perceived as imminent. Would or should ‘an ordinary person possessing ordinary powers of self-control’ respond with acts of civil disobedience? It may well be viewed as reasonable to respond to this global emergency with actions designed to prevent the construction of a large coalmine or impede the transportation of coal by rail. This has not, however, been the approach taken by Queensland magistrates, as activist Greg Rolles found out in his 2019 trial.[28] Four others have subsequently failed to establish that the extraordinary emergency of climate change justifies or excuses law-breaking in Queensland.
The defence of emergency or necessity permits law-breaking and can be viewed as undermining legal norms, and hence the rule of law. Climate activists, however, believe that the climate crisis poses a far greater threat to the rule of law than do non-violent acts of civil disobedience.
Key Question
- Why do you think that judges/magistrates are so reluctant to accept the defence of emergency or necessity?
2.3. Sentencing of Climate Activists
In the past, common law courts tended to treat conscientious acts of non-violent, restrained civil disobedience more leniently than ordinary crimes.[29] More recently we are seeing onerous penalties, including substantial jail terms, imposed on climate activists who engage in such activities.[30]
Key Question
- How ought climate activists who break the law be sentenced?
2.3.1. Sentencing Purposes Relevant to Unlawful Climate Activism
When imposing sentence on a person found guilty of a criminal offence, the sentencing judge needs to decide not just what the sentencing order will be (eg imprisonment, community-based order, fine) but also the purpose the sentence is to serve. The standard permitted sentencing purposes are retribution (or just punishment), deterrence (both of the offender specifically and other potential offenders generally), community protection, denunciation of the offending, and rehabilitation of the offender.[31]
Key Questions
- Which sentencing orders and which sentencing purposes, if any, do you think are most relevant in sentencing climate activists? Why?
- How important is it, for sentencing purposes, that the activist’s law-breaking was non-violent and restrained?
- If a climate protest involved violence, physical resistance, threatening behaviour or property damage by a protester, should that change which sentencing orders and sentencing purposes are relevant?
2.3.2. Are Climate Protesters’ Motives Mitigating or Aggravating?
When deciding the sentence, the sentencing judge needs to consider a range of relevant factors, some of which aggravate the sentence to be imposed (eg premeditation, use of a weapon, the particular vulnerability of the victim), while others mitigate the sentence (eg the offender’s youth, their remorse, their good character). One very important factor is motive. If the offender acted out of genuine altruism, for example, that might mitigate the seriousness of the punishment they deserve. In contrast, if the offender acted out of greed or revenge, that could aggravate the punishment.[32]
Many, if not most, climate activists who commit criminal offences do so in order to draw attention to the problems of climate change and the need for action, and not for any personal gain or out of malice or ill-will. Many climate activists are also deeply committed to the broader political cause of trying to change many of our well-entrenched economic and commercial practices, in order to avert or mitigate the damage threatened by climate change, and some are prepared to keep breaking the law and go to jail repeatedly in order to further that broader cause.[33]
Key Questions
- If a climate activist commits a criminal offence for altruistic motives, how, if at all, should that fact influence the sentencing judge’s decision?
- If a climate activist is prepared to break the criminal law repeatedly in pursuit of the political goal of shutting down the coal industry, does that mean they are ‘fanatical’ or ‘extremist’ and are more at risk of future offending? Or does it just show how sincere their altruism is? How, if at all, should that affect the sentencing judge’s decision?
- See Delmas, Candice and Kimberley Brownlee, ‘Civil Disobedience’, The Stanford Encyclopedia of Philosophy (Fall 2023 Edition), Edward N Zalta & Uri Nodelman (eds), <https://plato.stanford.edu/entries/civil-disobedience/> (citing John Rawls, A Theory of Justice (Harvard University Press, revised ed 1999 [1971]) p. 320) (viewed 4 February 2024). ↵
- See Jennifer Welchman, ‘Environmental Civil Disobedience’ in Benjamin Hale et al (eds) The Routledge Companion to Environmental Ethics (Routledge, 2022) 783–793. ↵
- Extinction Rebellion, This is Not a Drill. An Extinction Rebellion Handbook (Penguin Press, 2019). ↵
- Andreas Malm puts forward a case for targeted acts of property destruction, on the part of climate activists, in How to Blow Up a Pipeline : Learning to Fight in a World on Fire (Verso, 2021). In 2023, a film with the same title was released; this is a fictitious portrayal of young activists preparing to destroy an oil pipeline. You can watch the trailer here: <https://www.youtube.com/watch?v=bSb585bGYmQ>. ↵
- Wretched of the Earth, ‘An Open Letter to Extinction Rebellion’, Red Pepper (Web Page, 3 May 2019) <https://www.redpepper.org.uk/an-open-letter-to-extinction-rebellion>. ↵
- See, eg, Summary Offences and Other Legislation Amendment Act 2019 (Qld), Sustainable Forests Timber Amendment (Timber Harvesting Safety Zones) Act 2022 (Vic), Roads and Crimes Legislation Amendment Act 2022 (NSW) and Police Offences Amendment (Workplace Protection) Act 2022 (Tas). ↵
- Brown v Tasmania (2017) 261 CLR 328. ↵
- For instance, the Public Order Act 2023 targets climate activists with new offences of ‘locking on’, going to protests with equipment to lock on, obstructing major transport works, interfering with national infrastructure and tunnelling; there are maximum penalties of prison sentences (up to three years for tunnelling) and/or unlimited fines. ↵
- When a person has been arrested and charged with a criminal offence, there is a fundamentally important question as to whether they should be kept (‘remanded’) in custody until their trial or whether they should be given back their freedom (granted bail) on the understanding that they will voluntarily attend their trial. Often, it will be a magistrate or bail justice who makes the decision about bail, but police can grant bail as well. A presumption of bail is reflected in Article 9(3) of the International Covenant on Civil and Political Rights (1966), which provides (in part): ‘It shall not be the general rule that persons awaiting trial shall be detained in custody, but release may be subject to guarantees to appear for trial, at any other stage of the judicial proceedings, and should occasion arise, for execution of the judgement.’ ↵
- Naaman Zhou. ‘Extinction Rebellion: Scott Ludlum has “Absurd” Bail Conditions Dismissed by Judge’, The Guardian (online, 10 October 2019) <https://www.theguardian.com/environment/2019/oct/10/extinction-rebellion-scott-ludlam-has-absurd-bail-conditions-dismissed-by-judge>. ↵
- Peter D Burdon, ‘The Targeting of Environmentalists with State-Corporate Intelligence Networks’ in Kirsten Anker et al (eds), From Environmental to Ecological Law (Routledge, 2020) 25. ↵
- Joe Hinchliffe, Sean Ruse and Michael McGowan, ‘Violet Coco is Not Alone: the Climate Activists Facing Jail’, The Guardian (online, 10 December 2022) <https://www.theguardian.com/australia-news/2022/dec/10/violet-coco-is-not-alone-the-climate-activists-facing-jail>. ↵
- Nino Bucci, ‘Environmental Activist’s Home Visited by Queensland Police Ahead of Planned Protests in Sydney’, The Guardian (online, 1 November 2022) <https://www.theguardian.com/environment/2022/nov/01/environmental-activists-home-visited-by-queensland-police-ahead-of-planned-protests-in-sydney>. ↵
- ‘Escalation: Climate, Protest and the Fight for the Future’, Four Corners (Australian Broadcasting Corporation, 9 October 2023) <https://www.abc.net.au/news/2023-10-09/escalation:-climate,-protest-and-the-fight-for-the/102953710>. ↵
- USA v Reznicek (unpublished) US 21-2548 (8th Cir, 2022). ↵
- George Monbiot, ‘Today’s Climate Activist “Criminals” Are Tomorrow’s Heroes: Silencing Them in Court is Immoral’, The Guardian (online, 22 February 2023) <https://www.theguardian.com/commentisfree/2023/feb/22/climate-activist-criminals-heroes-truth>. ↵
- The defence of necessity or sudden or extraordinary emergency is available in all Australian jurisdictions. The Commonwealth Criminal Code’s version of the defence of sudden or extraordinary emergency (s 10.3) is representative: ‘(1) A person is not criminally responsible for an offence if he or she carries out the conduct constituting the offence in response to circumstances of sudden or extraordinary emergency. (2) This section applies if and only if the person carrying out the conduct reasonably believes that: (a) circumstances of sudden or extraordinary emergency exist; and (b) committing the offence is the only reasonable way to deal with the emergency; and (c) the conduct is a reasonable response to the emergency.’ ↵
- See, eg, Veira v Cook [2021] NSWCA 302 (an animal rescue case, in which rescuing chickens from cruel conditions did not satisfy the defence of necessity). ↵
- Section 25 of the Criminal Code 1899 (Qld). In Victoria and South Australia the common law defence of necessity has been abolished and replaced with a statutory defence of ‘sudden or extraordinary emergency’: see Crimes Act 1958 (Vic) s 322R and Criminal Law Consolidation Act 1935 (SA) s 15E. ↵
- ‘Greenpeace Protesters Cleared Over Coal Protest’, Reuters (online, 11 September 2008) <https://www.reuters.com/article/uk-britain-greenpeace-idUKLA34747320080910>. ↵
- Sandra Laville and agencies, ‘Extinction Rebellion Founder Cleared Over King’s College Protest’, The Guardian (online, 10 May 2019) <https://www.theguardian.com/environment/2019/may/09/extinction-rebellion-founder-cleared-over-kings-college-protest>. ↵
- Sandra Laville, ‘Charge Us With Contempt Too, Say 40 People, If Climate Activist Prosecuted’, The Guardian (online, 17 August 2023) <https://www.theguardian.com/uk-news/2023/aug/17/charge-us-with-contempt-too-say-40-people-if-climate-activist-trudi-warner-prosecuted>. ↵
- Ibid. Juries in common law countries have the right to acquit an accused even if they believe the accused is guilty of the offence charged. This is the right to return a ‘perverse verdict’ (in the United States it is referred to as ‘jury nullification’). It may be that, in some cases where the necessity defence has been argued, the jury has not been persuaded that the evidence meets the legal test for the defence, but nonetheless has in good conscience acquitted the accused because they believe that, morally speaking, they do not deserve to be convicted. See Richard Vogler, ‘Trudy Warner Reveals the Dark Secret of English Courts: Juries Do Have the Right to Follow Their Conscience’ The Guardian (online, 27 September 2023) <https://www.theguardian.com/commentisfree/2023/sep/27/trudi-warner-english-courts-juries>. ↵
- Lance N Long and Ted Hamilton, ‘The Climate Necessity Defense: Proof and Judicial Error in Climate Protest Cases’ (2018) 38 Stanford Environmental Law Journal 57. ↵
- State v Ward 438 P3d 588 (Wash Ct App, 2019). ↵
- ‘Swiss Court Rejects Appeal by Climate Activists Who Occupied Bank’, Reuters (online, 11 June 2021) <https://www.reuters.com/business/environment/swiss-court-rejects-appeal-by-climate-activists-who-occupied-bank-2021-06-11>. ↵
- Nicolas Vaux-Montagny, ‘Climate Activists Stealing Macron Portraits Met with Mixed Response from French Courts’, Independent (online, 3 November 2019) <https://www.independent.co.uk/news/world/europe/france-climate-change-macron-paris-agreement-lyon-court-trial-a9182976.html>. ↵
- See Nicole Rogers, ‘Climate Activism and the Extraordinary Emergency Defence’ (2020) 94 Australian Law Journal 217. Rolles’ appeal against his conviction was unsuccessful: Rolles v Commissioner of Police [2020] QDC 331. ↵
- R v Jones (Margaret) [2006] UKHL 16; [2007] 1 AC 136 at [89] per Lord Hoffman. ↵
- See, eg, Helena Horton and agencies, ‘Just Stop Oil Protesters Jailed for Dartford Crossing Protest’, The Guardian (online, 22 April 2023) <https://www.theguardian.com/environment/2023/apr/21/just-stop-oil-protesters-jailed-for-dartford-crossing-protest>. ↵
- These form the standard suite of permissible sentencing purpose, though the various Australian jurisdictions may vary in which purposes are legislated for, and how they are to govern sentencing. See Sentencing Act 1991 (Vic), s 5; Crimes Act 1914 (Cth), s 16A(2), Crimes (Sentencing Procedure) Act 1999 (NSW), Sentencing Act 2017 (SA) ss 3 and 4, Penalties and Sentences Act 1992 (Qld) s 9, Sentencing Act 1997 (Tas) s 3, Sentencing Act 1995 (WA) s 9, Sentencing Act 1995 (NT) s 5, Crimes (Sentencing) Act 2005 (ACT) s 7. ↵
- See, eg, Judicial College of Victoria, Victorian Sentencing Manual section 6.3.1 <https://resources.judicialcollege.vic.edu.au/article/669236> (viewed 8 February 2024) and Judicial Commission of NSW, Sentencing Bench Book, [2-240] <https://www.judcom.nsw.gov.au/sentencing/> (viewed 8 February 2024). ↵
- See, eg, the case of Tasmanian climate protester Colette Joan Harmsen, who in 2023 was sentenced to three months imprisonment for breaching a suspended sentence for protest-related activity: <https://www.theguardian.com/world/2023/jul/14/tasmanian-court-sentences-environmental-activist-to-jail-for-first-time-in-more-than-a-decade>. ↵
Breaking the law with the aim of persuading the authorities to change the law or government policy; the ‘civility’ of such law-breaking is usually seen as requiring that it be done in public, in good conscience, with a preparedness to be arrested, and without violence.
A form of conditional liberty; person arrested for a criminal offence may be released from custody on the condition that they undertake to appear in court at a specified future time and potentially subject to other conditions.
A statutory defence to a criminal charge, whereby an accused person is not guilty if they reasonably believe that ‘circumstances of sudden or extraordinary emergency exists, committing the offence is the only reasonable way to deal with the emergency, and the conduct is a reasonable response to the emergency’ (Commonwealth Criminal Code 1995, s 10.3); the wording of the defence differs across the jurisdictions; based upon the common law defence of necessity, which still applies in New South Wales, South Australia and Tasmania.